Restriction Code Management
Chinese source: 管控码相关
Locale: en-US
Audience: Internal learning
Business Frame
Restriction code management is used to query or maintain control codes at customer level, customer account level, and sub-account level. It affects future transaction eligibility and risk controls.
Transaction List
| Code | English Name | Page Type | Study Focus |
|---|---|---|---|
[2034] | Attribute Control Inquiry and Maintenance | Restriction code maintenance | Query and maintain restriction codes across three levels. |
[2034] Attribute Control Inquiry and Maintenance
This page displays and maintains customer-level, customer-account-level, and sub-account-level control attributes. These controls may explain why an account is restricted, why closure fails, or why a transaction is blocked.
Core Reading
| Level | Reading |
|---|---|
| Customer level | Control applies broadly to the customer entity and may affect multiple accounts. |
| Customer account level | Control applies to one customer account container. |
| Sub-account level | Control applies to a specific deposit account, product, or currency. |
Risk Controls
- Identify the correct level before adding, changing, or releasing a code.
- Do not apply a broad customer-level control when a sub-account-level control is enough.
- Setting or releasing controls affects customer transaction capability.
- Changes must have business basis, operator, authorization, before/after values, and audit trail.
- For legal, AML, risk, or pledged funds, follow policy before releasing controls.
Related Concepts
| Concept | Link |
|---|---|
| Restriction codes | Restriction Codes and Attribute Controls |
| Account status | Account Status and Restriction Status |
| Freeze and controls | Freeze, Stop-Pay, and Account Controls |